Financial Services – Market abuse – will the FSA impose penalties as an alternative or in addition to, criminal prosecutions?

  • Peter Richards-Carpenter
Keywords: Financial services

Abstract

The author looks at the final version of the Financial Services and Markets Bill published on 17 June 1999, considering particularly the measures relating to penalties for market abuse.Article by Peter Richards-Carpenter (Head of Financial Services, Rowe & Maw solicitors) published in Amicus Curiae - Journal of the Institute of Advanced Legal Studies and its Society for Advanced Legal Studies. The Journal is produced by the Society for Advanced Legal Studies at the Institute of Advanced Legal Studies, University of London.

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